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Equity Premium

The equity premium (or equity risk premium) is the additional return that stocks are expected to deliver above the risk-free rate. It is the compensation investors demand for bearing the systematic risk of equity ownership — the possibility of permanent capital loss, deep drawdowns, and correlated losses during recessions.

Historical estimates of the realized equity premium over U.S. Treasuries range from roughly 4% to 6% annually, depending on the measurement period and whether arithmetic or geometric averaging is used. Forward-looking estimates based on valuation models tend to be lower, typically 3% to 5%.

The equity premium connects directly to the yield curve through several channels:

  • Discount rates: when Treasury yields rise, the equity premium narrows unless stock expected returns rise proportionally. The 2022 selloff in both stocks and bonds reflected, in part, a repricing of the risk-free rate that compressed equity valuations.
  • Term premium analogy: just as bond investors demand a term premium for holding duration risk, equity investors demand an equity premium for bearing equity risk. Both are compensation for systematic, non-diversifiable risk.
  • Allocation decisions: the equity premium relative to the risk-free rate determines the optimal equity weight for any given level of risk aversion. A shrinking equity premium implies lower optimal equity allocations.

The equity premium is the single most important parameter in long-run asset allocation. Small changes in the assumed premium compound into large differences in recommended equity weights over a multi-decade horizon.


Related Terms

  • Risk Aversion — The degree to which an investor prefers certainty over uncertainty, driving the tradeoff between expected return and portfolio volatility.
  • Term Premium — The extra yield investors demand for holding longer-maturity bonds over rolling short-term debt.
  • Real Yield — The inflation-adjusted yield on a bond, representing the true return to an investor after accounting for purchasing power erosion.